Scientists Slam Microwave Theory For “Havana Syndrome”

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Miami Herald / Tribune News Service via Getty Images

Workers at the US Embassy in Havana leave the building on Sept. 29, 2017, after the State Department announced that it was withdrawing all nonessential personnel from the embassy.

A microwave attack is the “most plausible” explanation for an outbreak of mysterious injuries that dozens of US diplomats in Cuba reported three years ago, a long-awaited study released over the weekend concluded.

But scientists who collaborated on the National Academies of Sciences report, commissioned by the US State Department, say that the finding about possible microwave attacks is far from conclusive. Outside experts on microwaves and the mysterious “Havana syndrome,” meanwhile, dismissed it as implausible. One scientist dubbed it “science fiction.”

“In many ways, what we are saying is the US government needs to take this on in a more deliberate and comprehensive manner,” said panel chair David Relman, an infectious disease expert at Stanford. “What is needed is an all-of-government effort to not just study what happened but to anticipate what the future holds.”

The State Department praised the release, saying in a statement released to BuzzFeed News that the report “can add to the data and analyses that may help us come to an eventual conclusion as to what transpired.”

The statement added, “Among a number of conclusions, the report notes that the ‘constellation of signs and symptoms’ is consistent with the effects of pulsed radio frequency energy. We would note that ‘consistent with’ is a term of art in medicine and science that allows plausibility but does not assign cause.”

Roughly 35 diplomats reported the mysterious injuries starting in late 2016, marring US diplomatic relations with Cuba for much of the Trump administration.

In 2017, the State Department first publicized concerns about US Embassy personnel in Havana who had reported hearing loud noises and then experiencing symptoms including ear pain, headaches, and head pressure. Early news reports cited sonic weapons as the cause, triggering deafness, inner ear damage, and a concussion-like syndrome of brain damage — all dismissed by the new NAS report — which Rex Tillerson, then the head of the State Department, called “health attacks” on the diplomats and their families.

Other theories circulated suggesting that the mysterious illnesses were caused by cricket noises triggering mass hysteria or Russian spies somehow zapping diplomats. In 2019, the State Department asked the NAS to review the illnesses with the limited information available and with an emphasis on advising how to collect medical information for any future clusters of cases. The panel met three times in the last year, hearing from medical teams who had treated or examined some affected patients; it also reviewed reports by the CDC and the National Institutes of Health and heard testimony from eight patients in closed sessions.

But the panel was hamstrung by a lack of information about the people involved, the report said, because of security and medical privacy laws. The medical testing data provided was not thorough enough, since it was collected to help treat the patients rather than investigate an outbreak of injuries.

“We didn’t have information about individual people, including who was first affected, who was later affected, what their connections were,” said panel member Jeffrey Staab, a professor of psychiatry at the Mayo Clinic. Given those limits, the panel focused on the acute, immediate symptoms reported among the diplomats in Havana — loud sounds, pressure, vibrations, ear pain, and headaches — as most distinctive and informative about the possible explanations. The panel also excluded recent reports of similar injuries in Canadian tourists and US diplomats in China.

“There are real holes in the information,” Staab said. “Even if we had all the security clearances to see everything about everyone, there would be holes in the information.”

Those same limits constrained what the scientists could say were plausible explanations for the injuries, panel members told BuzzFeed News. A theory that the mysterious illness was caused by an infectious disease, such as the Zika virus, was deemed “highly unlikely” — and a more recent explanation that the outbreak was caused by pesticide poisoning was determined to be “not likely,” though the scientists pointed out that no blood samples remained from the patients to thoroughly rule it out.

“Even if we had all the security clearances to see everything about everyone, there would be holes in the information.”

The scientists also considered a third theory that mass psychological illness was the cause. In this scenario, a cluster of acute symptoms is followed by wider numbers of chronic conditions — notably persistent dizziness, difficulty thinking, insomnia, and headaches — mirroring past outbreaks of injuries spread by social contagion. However, without data on the individuals and their contacts to map out social networks, Staab said, the panel couldn’t draw a definite conclusion. “The hardest to set aside is the psychological, social explanation,” Relman said.

That left a final theory that the illnesses were caused by a “directed radio frequency energy attack.” Based on a real phenomenon called “the Frey effect,” where beams of pulsed microwaves aimed at a person’s ears could produce clicking noises that only the person targeted can hear, the panel suggested a “Frey-like effect” was the “most plausible” of the explanations considered.

“It’s a little dramatic. But first of all, something important and real happened to these people,” Relman said. “We looked at possible mechanisms and found that one was more plausible than the others and entirely consistent with some of the most distinct clinical findings.”

The report concluded that a microwave attack could cause a compensatory balance and dizziness syndrome afterward, accompanied by depression triggered by their injuries. Chronic injuries often have psychological aspects that shouldn’t be discounted as real symptoms, Staab said.

Some of the report’s most important findings were its recommendations to the State Department on how to investigate any future clusters thoroughly, with experts from many disciplines instead of just physicians familiar with brain injuries. “Whatever happens, we can’t let this happen again,” Staab said.

However, experts in both microwaves and group psychology were highly critical of the report’s conclusions.

“The report does not make a coherent argument why microwaves should be involved,” said University of Pennsylvania bioengineer Kenneth Foster, who first described the mechanism behind the Frey effect in 1974. The effect requires very high power levels to produce barely audible sounds, he said, and it’s not known to cause injuries. “Maybe someone went to the trouble to truck in a large microwave transmitter to cause the employees to hear ‘clicks,’ but there are simpler ways to harass people than that,” he said.

“This is not science but science fiction,” said UCLA neurologist Robert Baloh, coauthor of Havana Syndrome: Mass Psychogenic Illness and the Real Story Behind the Embassy Mystery and Hysteria. News reports alone, not considered by the panel, paint a picture of illnesses spreading through the patients in ways that look a lot like past group psychology outbreaks, Baloh said. “There’s a lot of misunderstanding these symptoms are real, people are really injured, even among physicians,” he added.

“This is not science, but science fiction.”

Neuroscientist Mitchell Joseph Valdés Sosa of the Cuba Neuroscience Center said the report was a step in the right direction since it invalidated the wilder theories of sonic weapons and brain damage. The findings resemble a 2018 Cuban Academy of Sciences report, coauthored by Sosa, which suggested that early injuries among a few people likely spread by mass psychology to more people throughout the wider diplomatic community. “We don’t agree with the radio frequency pulse finding, of course,” Sosa said, “but this is the first time we have US experts acknowledging psychogenic effects could be important.”

He noted the Cuban hotels and neighborhoods where the microwave attacks supposedly took place are in crowded, open spaces, making it unlikely such a small group would be affected or that the attacks could go unnoticed.

The Cuban Academy of Sciences did reach out to the panel to present its surveys of the neighborhoods near where the injuries were reported, Sosa added. But it was told the panel’s contract didn’t allow for consulting with the Cubans.

None of the panel members seem to have much experience in biological effects of microwaves, which might explain their willingness to consider a Frey-like effect plausible, said Old Dominion University bioengineer Andrei Pakhomov, who said he was skeptical based on his four decades of research in the area. “There are many reports of biological effects from radio frequency fields, but there are no reliable ones.”

Despite the reported suspicions of Russian spies somehow building on Soviet-era research to create such a weapon, Pakhomov, a Russian emigre, said the field is now defunct in Russia.

“I know all the people there who could have done something in this area,” he said. “They are all retired or out of science.”


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